What is f 3 form

Has a class of common equity securities that is listed and registered on a national securities exchange;. Has not sold securities valued at more than one-third of its public float in certain primary offerings over the previous 12 calendar months; and. Is not a shell company and has not been a shell company for at least 12 calendar months. Domestic Company: The company must be organized under the laws of the United States or any State or Territory or the District of Columbia and have its principal business operations in the United States or its territories.

Registration: The company must have a class of securities registered under Section 12 b of the Securities Exchange Act of or a class of equity securities registered under Section 12 g of the Exchange Act or is required to file reports under Section 15 d of the Exchange Act. Hedge Funds. Your Privacy Rights. To change or withdraw your consent choices for Investopedia. At any time, you can update your settings through the "EU Privacy" link at the bottom of any page.

These choices will be signaled globally to our partners and will not affect browsing data. We and our partners process data to: Actively scan device characteristics for identification. I Accept Show Purposes. Your Money. Personal Finance. Your Practice. Popular Courses. The form must be filed in accordance with the Securities Act of Depending on the size of the foreign issue, companies may need to file additional forms in addition to, or in lieu of Form F Sample 1.

Sample 2. Sample 3. C Securities of a majority-owned subsidiary that are a guarantee of:. D Securities of a majority-owned subsidiary that meet the conditions of the Transaction Requirement set forth in paragraph b 2 of this section Primary offerings of non-convertible investment grade securities.

All filings made on or in connection with automatic shelf registration statements on this Form become public upon filing with the Commission. Please help us improve our site! No thank you. Instruction to paragraph b 1 : The aggregate market value of the registrant's outstanding voting stock shall be computed by use of the price at which the stock was last sold, or the average of the bid and asked prices of such stock, in the principal market for such stock as of a date within 60 days prior to the date of filing.